Dir, P3, Oversight, Monitoring and Testing : Job Level - Director

Morgan Stanley

Investment Banking

Frankfurt am Main, Hessen - Deutschland

Abteilungsleiter / Manager

Hybrid

Experteer Overview

In this role you drive enterprise-wide financial crime governance, focusing on AML, sanctions, and related risk oversight. You partner with Legal & Compliance to align with regulatory expectations and business objectives, shaping risk analysis, policy development, and control activities. You will coordinate with stakeholders across regions to prepare for audits and regulatory inquiries, while supervising outsourcings and ensuring timely reporting. This is a senior, impact-driven position within the Global Financial Crimes program that values precision, collaboration, and risk-aware decision making.

Leistungen / Benefits

flexible working arrangements
equal opportunities
diverse and inclusive culture
global colleagues and cross-border collaboration
comprehensive employee benefits and perks
supportive work environment

Verantwortungsbereiche

Update and develop group-wide financial crime risk analysis and contribute to the Global Risk Assessment
Derive and implement control and oversight activities based on risk outcomes
Coordinate governance meetings with stakeholders to ensure regulatory and internal compliance
Create, review, and maintain policies and procedures for German AML Act and KWG section 25h requirements
Conduct regulatory research of financial crimes rules and implement required enhancements
Oversee financial crimes outsourcings per EBA guidelines and firm standards, including oversight calls and onsite visits
Ensure timely filing of suspicious activity reports (SARs)
Coordinate and respond to regulatory and law enforcement inquiries and support regulatory visits and audits

Zentrale Anforderungen

2-6 years of relevant experience in a financial institution, audit firm, or consultancy
Knowledge of German AML/CTF rules and regulations
Understanding of outsourcing, financial crime risk analysis, and KWG section 25h requirements (preferred)
Understanding of financial markets and products (Equities, FI, Commodities, Investment Banking/Capital Markets)
ACAMS or equivalent AML certification required or to be obtained within 15 months of hire

Attention to detail Strong written and verbal communication Excellent interpersonal skills German AML/CTF knowledge KWG section 25h understanding Regulatory research capabilities

Stellenbeschreibung

In this role you drive enterprise-wide financial crime governance, focusing on AML, sanctions, and related risk oversight. You partner with …

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